SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
GLOBAL VALUE INVESTMENT CORP.

(Last) (First) (Middle)
1433 N. WATER STREET
SUITE 400

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/14/2022
3. Issuer Name and Ticker or Trading Symbol
Rocky Mountain Chocolate Factory, Inc. [ RMCF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 623,803 I(1)(2) See footnotes
Common Stock 1,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
GLOBAL VALUE INVESTMENT CORP.

(Last) (First) (Middle)
1433 N. WATER STREET
SUITE 400

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
1. Name and Address of Reporting Person*
GEYGAN JEFFREY RICHART

(Last) (First) (Middle)
1433 N. WATER STREET
SUITE 400

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
1. Name and Address of Reporting Person*
GEYGAN JAMES

(Last) (First) (Middle)
1433 N. WATER STREET
SUITE 400

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Wilke Stacy

(Last) (First) (Middle)
1433 N. WATER STREET
SUITE 400

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Geygan Kathleen

(Last) (First) (Middle)
1433 N. WATER STREET
SUITE 400

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
1. Name and Address of Reporting Person*
GVP 2021-A, L.P.

(Last) (First) (Middle)
1433 N. WATER STREET
SUITE 400

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
1. Name and Address of Reporting Person*
GVP 2021-A, LLC

(Last) (First) (Middle)
1433 N. WATER STREET
SUITE 400

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
Explanation of Responses:
1. In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 3 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 3.
2. In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.
Remarks:
James P. Geygan, Chief Operating Officer 11/22/2022
Jeffrey R. Geygan 11/22/2022
James P. Geygan 11/22/2022
Stacy A. Wilke 11/22/2022
Kathleen M. Geygan 11/22/2022
GVP 2021-A, L.P. by GVP 2021-A, L.L.C., by Global Value Investment Corp., by Jeffrey R. Geygan, Chief Executive Officer 11/22/2022
GVP 2021-A, L.L.C. by Global Value Investment Corp., by Jeffrey R. Geygan, Chief Executive Officer 11/22/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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